标准编号:ISO 10962:2019
中文名称:保密和相关金融设备 金融设备的分类(CFI)编码
英文名称:Securities and related financial instruments — Classification of financial instruments (CFI) code
发布日期:2019-10
标准范围
This document defines and describes codes for an internationally valid system to classify financial
instruments. The classification system applies to financial instruments negotiated internationally as
well as to domestic instruments. The term “financial instruments” refers not only to classical securities,
but also covers the innovative financial products that have emerged in different markets (a trend that is
expected to continue in the future).
This document is intended for use in any application in the trading and administration of securities in
the international securities business. In so far as the trading and the administration of securities do
not affect other countries, the application of this document remains at the discretion of the responsible
national bodies, such as stock exchanges, banks, brokers, regulatory bodies and other institutions
active in the securities field.
In principle, the CFI code reflects characteristics that are defined when a financial instrument is issued
and that remain unchanged during its entire lifetime. However, a few events that can lead to a new
CFI code for the same instrument are anticipated, such as the changing of voting rights or ownership
restrictions by a stockholders' meeting.